The Financial Services Compliance Administration graduate certificate program at Seneca Polytechnic prepares students for careers in compliance, risk management and financial crime prevention within the financial services sector. As regulatory requirements continue to grow across banking, insurance and securities industries, organizations require skilled professionals who can ensure compliance and mitigate financial risks.
Students develop expertise in anti-money laundering (AML) investigations, privacy management, regulatory reporting, compliance monitoring, fraud prevention and policy administration. The program combines technical knowledge with practical industry applications, preparing graduates to work within highly regulated financial environments.
A mandatory field placement or industry-related project provides valuable professional experience and industry exposure. Graduates are prepared for careers in compliance administration, AML investigations, privacy management, regulatory reporting and financial crime prevention while also gaining eligibility to pursue recognized industry certifications.
- Academic Requirement: • Ontario College Diploma, Advanced Diploma, Degree or equivalent. • Applicants from Business, Commerce, Accounting, Finance, Economics, Banking, Law or related disciplines are preferred. • International applicants must provide academic transcripts and graduation certificates. • Previous post-secondary education is required.
- ELP Requirement: • IELTS Academic: 6.5 Overall (No Band Below 6.0) • PTE Academic: 60 • Duolingo English Test: 120-125 • TOEFL iBT: Minimum 22 in each skill • CAEL: 70 (Writing 60) • Cambridge English: 176 (No skill below 169)
- Special Requirement: • Mandatory Compliance Administration Field Placement or Industry Project required. • Students gain practical experience in compliance, risk management and anti-money laundering investigations. • Training includes privacy management, regulatory compliance, fraud prevention and financial crime detection. • Students may qualify to take the Canadian Securities Course (CSC®) licensing examinations. • Registration with the Canadian Securities Institute (CSI®) requires additional fees. • Industry networking opportunities provided through compliance and AML organizations.
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Students whose study permit applications are still pending may request a deferral to the next available intake, provided the request is submitted before Day 10 of classes and the program is available. Deferrals are granted only once.
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Students awaiting an IRCC decision must still meet the deferral deadline. Requests submitted after Day 10 of classes will not be approved solely because a study permit decision is pending.
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Students may alternatively withdraw and apply for a refund by submitting the required withdrawal form and supporting documentation. Applicable administrative fees may be deducted.
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If a study permit application is refused, students may defer their admission and request a new Provincial Attestation Letter (PAL) to support a future study permit application. PAL issuance is subject to availability and cannot be guaranteed.
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Refund requests due to study permit refusal must include a copy of the official IRCC refusal letter and be submitted within 14 days of the refusal date.
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Only the refusal letter associated with the intake being withdrawn from will be considered for refund eligibility.
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Students whose second study permit application is refused before the start of classes may still qualify for a refund, subject to Seneca’s refund policy.
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Deferral requests are subject to program availability, and late requests may require a written appeal.
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Approved late deferrals may be subject to a CAD $200 late fee.
- Application Fee: $90
- LOA Deposit: $0
- Annual Tuition Fee: $16,572
- Total Tuition Fee: $16,572
- Course Duration: 8 Months
- Credentials: Diploma
- Intake: September 2026
• Completed application form
• CAD $90 application fee
• Passport copy
• Diploma/Degree certificate
• Academic transcripts
• English language proficiency test results (IELTS/PTE/TOEFL/Duolingo)
• Resume/CV (recommended)
• Proof of name change (if applicable)
• Additional documents requested by Seneca Polytechnic
• Monitor application status through Seneca Student Home